"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
31.05.2014
140000803000155
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
Date of performance:
31.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
02.06.2014
66-3-1-26/1468
Limited enforcement action
Written agreement
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of Republic of Kazakhstan and the Resolution of the Board of the National Banks on October 29, 2012 № 317 the restricted enforcement measure in the form of a written agreement with the Bank was applied to the Bank for failure to perform the Action Plan that contained early response measures aimed to improve the financial stability of the bank, to prevent the deterioration of its financial position and increase of risks related to its activities (for the factor exceeding the loans with overdue more than ninety calendar days to total loan portfolio ratio)
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
03.06.2014
66-3-3-25/2557
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
03.06.2014
66-3-3-25/2557
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the failure to comply with regulations.
Date of performance:
06.06.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №1903-1/06-02 from 04.06.14)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
03.06.2014
66-4-3-20/2793
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
03.07.2014
Статья/пункты НПА, Статья КоАП:
Note:
Executed №41409 dated 26.06.2014у
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
10.06.2014
13-4-06/144
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written order was issued to the Bank for giving false statements to the authority.
Date of performance:
19.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
10.06.2014
33-3-20/148
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
02.07.2014
Статья/пункты НПА, Статья КоАП:
Note:
Executed №44794 dated 08.07.2014 у.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
17.06.2014
140000803000176
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. Official (Mussagaliyeva N.M.) committed an administrative offense, expressed in the failure of the Compani to submit information to the authorized body.
Date of performance:
17.06.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
17.06.2014
140000803000168
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
Date of performance:
17.06.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
17.06.2014
140000803000168
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
