Measures being imposed

1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK

07.08.2017

1. On submission financial and other reporting

Карагандинский филиал (Караганда)

1. Violation of the order and timing of reporting

28.07.2017

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Карагандинский филиал (Караганда)

226900

1. Violation of subclause 1 clause 25 Law of the RK "On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan"

22.08.2017

1. Статья: 208 Пункт: 2 - The Code of Administrative Offenses

1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan

Актюбинский филиал (Актобе)

363040 теңге

1. Failure of responsibilities for the implementation of internal control rules and programs of its realization by financial monitoring subject

1. Статья: 214 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Актюбинский филиал (Актобе)

1. Violation point18 resolution of Board of National Bank of the Republic of Kazakhstan from December 24, 2012 № 381 "On approval of Rules of implementation of the classification of assets and contingent obligations granted to microcredit and the creation of provisions (reserves) against them" and the violation of paragraph 11 of the resolution of Board of National Bank of the Republic of Kazakhstan from December 24, 2012 № 382 "On approval of prudential standards and other obligatory to observance by the microfinance organization of regulations and limits and techniques of their calculation and the forms and timing of reporting on their implementation" in terms of timely provision of reports on 01.07.2017 G.

1. Статья: 18 -
2. Статья: 11 -

1. On submission financial and other reporting

Атырауский филиал (Атырау)

1. Non-provision of financial and other reports

09.08.2017

1. Статья: 7 Пункт: пп.9 п.2 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".

Complied with the letter of 09.08.2017 № 9

1. The Law "On Microfinance Organizations"

Филиал в области Жетісу (город Талдыкорган)

1. Paragraph 11 of Prudential standards, other binding norms and limits, the method of their calculation for microfinance organizations, as well as the form and terms of reporting on their implementation (RB NBRK №382 dated 24.12.2012.)

09.08.2017

1. Статья: 11 - Of Prudential standards, other binding norms and limits, the method of their calculation for microfinance organizations, as well as the form and terms of reporting on their implementation (RB NBRK №382 dated 24.12.2012.)

Executed, 03.08.2017 №6-1-2/311 letter

1. On submission financial and other reporting

Акмолинский филиал (Кокшетау)

1. The value of the coefficient K1 is less than 0.1; The value of the coefficient K3 exceeds 10, the low equity Capital

14.08.2017

1. Статья: 7 - Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation

1.

Алматинский городской филиал (Алматы)

226 900

1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting

06.09.2017

1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan

Done

1. On compliance with accounting and financial reporting standards

Филиал в области Жетісу (город Талдыкорган)

1. Violation of the order and timing of reporting

21.08.2017

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)