"Восточно-Казахстанская региональная энергитическая компания" JSC
Issuer
23.12.2014
33-3-230/4564 от 23.12.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Issuer
24.12.2014
33-3-20/4588 от 24.12.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
17.02.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
24.12.2014
33-3-20/4592 от 24.12.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Национальная компания "Социально-предпринимательская корпорация "Ертiс"
Issuer
24.12.2014
33-3-20/4606 от 24.12.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
26.12.2014
33-3-20/4996 от 26.12.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
16.01.2014
140000943000010
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
16.01.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
23.01.2014
140000943000008
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied due to in the violation of credit Bureau legislation of the Republic of Kazakhstan on credit bureaus and formation of credit histories.
Date of performance:
23.01.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
23.01.2014
140000943000005
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. Official (Pirmaganbetova A.K.) committed an administrative offense, expressed in the banking operations in violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
23.01.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
23.01.2014
66-3-1-11/287
Limited enforcement action
Written warning
The nature of a breach:
1. Violation of timeframes for approval methodology of determining the value of the object
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
31.12.2014
33-3-20/5211 от 31.12.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
