"Bakdaulet and K" LTD
Authorized organization
05.06.2017
№ 54-02-18/1089
Limited enforcement action
Written warning
The nature of a breach:
1. Unreliable reporting
Статья/пункты НПА, Статья КоАП:
1.
- Submission of unreliable, as well as incomplete report, according to the Annex 11-1 form to the NBK Board decree on September 24, 2014 No. 178 "On approval of the list, forms, deadlines for reporting by organizations performing the certain types of banking operations and the Rules for their submission"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Aiyrbastau - Zhaiyk" LTD
Authorized organization
08.06.2017
№ 54-02-18/1122
Limited enforcement action
Written prescription
The nature of a breach:
1. Unreliable reporting
Статья/пункты НПА, Статья КоАП:
1.
- Submission of unreliable, as well as incomplete report, according to the Annex 11-1 form to the NBK Board decree on September 24, 2014 No. 178 "On approval of the list, forms, deadlines for reporting by organizations performing the certain types of banking operations and the Rules for their submission"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"West Money" LTD
Authorized organization
26.06.2017
172300803000008
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
383159,38
The nature of a breach:
1. Аdministrative offense resulted in the accounting with the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) of accounting, which led to a distortion of the financial statements
Date of performance:
04.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
paid on 27 July, 2017
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"West Money" LTD
Authorized organization
01.08.2017
172300803000006
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. Submission of unreliable, as well as incomplete report, according to the Annex 11-1 form to the NBK Board decree on September 24, 2014 No. 178 "On approval of the list, forms, deadlines for reporting by organizations performing the certain types of banking operations and the Rules for their submission"
Date of performance:
17.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Note:
paid on 28 July, 2017
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
Тайтұяқ, LTD
Authorized organization
02.08.2017
172300803000012
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Аdministrative offense resulted in the accounting with the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) of accounting, which led to a distortion of the financial statements
Date of performance:
10.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Paid on 31 August, 2017
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
Тайтұяқ, LTD
Authorized organization
07.08.2017
172300803000011
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. Submission of unreliable, as well as incomplete report, according to the Annex 11-1 form to the NBK Board decree on September 24, 2014 No. 178 "On approval of the list, forms, deadlines for reporting by organizations performing the certain types of banking operations and the Rules for their submission"
Date of performance:
03.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Note:
paid on 31 August, 2017
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Insurance Broker "Axiom", LLP
Insurance brockers
05.01.2018
№170000803001655
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 100 000 тенге
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
06.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
05.01.2018
№170000803001658
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
06.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
05.01.2018
№170000803001657
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
06.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
05.01.2018
№170000803001656
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
06.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
