Issuer
03.12.2014
33-3-20/4095 от 03.12.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
15.01.2014
66-3-2-09/166
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of Kazakhstan due to the delayed execution of the Action Plan that contained early response measures aimed to improve the financial stability of the bank, preventing the deterioration of its financial situation and increase of risks related to its activities, the Bank received the written order
Date of performance:
21.01.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №kas/sb-14-3007 of 10.02.2014
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
09.12.2014
33-3-20/4261 от 09.12.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
15.01.2014
66-3-2-09/165
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written notification was issued to the Bank for provision of inaccurate reporting to the National Bank
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
15.01.2014
66-3-2-09/160
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of Kazakhstan due to the delayed execution of the Action Plan that contained early response measures aimed to improve the financial stability of the bank, preventing the deterioration of its financial situation and increase of risks related to its activities, the Bank received the written order
Date of performance:
21.01.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №23-05/517 of 20.01.2014
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
09.12.2014
33-3-20/4260 от 09.12.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.12.2014
33-3-20/4306 от 11.12.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
16.01.2014
66-4-3-20/265
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
11.02.2014
Статья/пункты НПА, Статья КоАП:
Note:
performed №8903 05.02.2014 y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
16.01.2014
339
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. Official (Altynsakcha N.K.) committed an administrative offense, expressed in the submission to the authorized body misreporting information.
Date of performance:
16.01.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
16.01.2014
336
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied due to submission of inaccurate reporting on its activity to the Authorized body
Date of performance:
16.01.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
