An organization engaged in microfinance activities
27.03.2017
60-06-10/535СК
Limited enforcement action
Written agreement
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
30.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Microfinancial organization К-Group Credit" LLP
An organization engaged in microfinance activities
31.03.2017
60-06-10/604СК
Limited enforcement action
Written warning
The nature of a breach:
1. Providing micro loans, which amount exceeded the eight thousand fold of the monthly calculatio
Статья/пункты НПА, Статья КоАП:
1.
Статья: 3
Пункт: 1
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"MFO "Toyota Financial Services Kazakhstan" LLC
An organization engaged in microfinance activities
05.04.2017
№17750080300154-17750080300164
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1247950
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Microfinancial organization of its obligation to specify in its contracts, concluded with clients, of fee rate in its true, annual, effective, comparable calculation, as well as the dissemination of information on the quantities of interest on financial services, including its publication.
Date of performance:
05.05.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 211
Пункт: 5
- Code of Administrative Offenses
Type of Enactments
1. "Rules for calculation the annual effective rate of return for provided microcredits" approved by the resolution of the board of the National Bank of Kazakhstan №378 of december 24, 2012
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization "Smart Credit" LLP
An organization engaged in microfinance activities
25.04.2017
52-14-21/2315
Limited enforcement action
Written prescription
The nature of a breach:
1. Value of coefficient k2 is greater that 0,25
Date of performance:
27.05.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Шалкар-Несие» микроқаржы ұйымы» жауапкершілігі шектеулі серіктестігi
An organization engaged in microfinance activities
02.05.2017
64-12-06/1581
Limited enforcement action
Written prescription
The nature of a breach:
1. On submission of financial and other reports
Date of performance:
12.05.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
2. Статья: 19 - Of The rules for asset and liabilities classification for granted microcredits and creation of provisions (reserves) against them
3. Статья: 11, 12 - Of the Prudential standards and other standards and limits that are mandatory for the microfinance organization to comply with
2. Статья: 19 - Of The rules for asset and liabilities classification for granted microcredits and creation of provisions (reserves) against them
3. Статья: 11, 12 - Of the Prudential standards and other standards and limits that are mandatory for the microfinance organization to comply with
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Microfinancial organization "1Kredit" LLP
An organization engaged in microfinance activities
02.05.2017
№52-14-17/2401
Limited enforcement action
Written prescription
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK
Date of performance:
22.05.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 8
- Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
02.05.2017
51-40-17/1063
Limited enforcement action
Written warning
The nature of a breach:
1. on submission financial and other reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.11 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
An organization engaged in microfinance activities
03.05.2017
3-10446/2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
363040
The nature of a breach:
1. Failure for entities of financial monitoring to develop, adopt and (or) enforce internal control rules and programs for their implementation
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Microfinancial organization "Komek-Torgai" LLP
An organization engaged in microfinance activities
03.05.2017
№173900803000008
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
363040
The nature of a breach:
1. Ішкі бақылау қағидаларын және оның бағдарламаларын жүзеге асыруды әзірлеу, қабылдау және (немесе) орындау бойынша міндеттемелерін орындамау немесе Ішкі бақылау қағидалары Қазақстан Республикасының Қылмыстық жолмен алынған кірістерді заңдастыруға (жылыстатуға) және терроризмді қаржыландыруға қарсы іс-қимыл туралы Заңының талаптарына сәйкес келмеуі.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
An organization engaged in microfinance activities
04.05.2017
60-06-10/838СК
Limited enforcement action
Written prescription
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK
Date of performance:
12.05.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 12
- Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
