Measures being imposed

1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK

24.02.2017

1. Статья: 18 - Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK

24.02.2017

1. Статья: 18 - Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK

09.02.2017

1. On submission financial and other reporting

Карагандинский филиал (Караганда)

1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK

11.02.2017

1. Статья: 18 - Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

12.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

12.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

12.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

12.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный аппарат

226 900 тенге

1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall

09.02.2017

1. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK

1. Статья: 8 - Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK

1. On submission financial and other reporting

Западно-Казахстанский филиал (Уральск)