"Kaspi Bank", JSC
Second tier banks
12.02.2014
59-8-35/349
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting by statements bank
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
13.02.2014
140000943000044
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
740800
The nature of a breach:
1. administrative sanction was applied due to inappropriate subjects of financial monitoring legislation of Republic of Kazakhstan on countering the legalization (laundering) of illegally obtained, and the financing of terrorism in terms of documenting and providing information on transactions subject to financial monitoring.
Date of performance:
13.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
19.02.2014
59-8-35/395
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the law of the Republic of Kazakhstan "On the order of consideration of physical and legal persons"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
20.02.2014
140000943000014
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. Official (Tolegen D.E.) committed an administrative offense, expressed in performing of transactions and operations with violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
20.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
20.02.2014
140000943000013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
Date of performance:
20.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
20.02.2014
66-6-2-10/444
Limited enforcement action
Commitment letter
The nature of a breach:
1. In violation of paragraph 6 Article 62-2 of the Law of the Republic of Kazakhstan ‘On the National Bank of Kazakhstan’ the Bank failed to submit or submitted in improper way corresponding information and documents to the Audit group of the National Bank of Kazakhstan.
Date of performance:
25.02.2014
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №02105-2014-18687 of 24.02.2014
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
24.02.2014
53-02-10/44/352
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the law of the Republic of Kazakhstan "On the order of consideration of physical and legal persons"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
25.02.2014
66-4-3-20/1052
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of requirements of point 3 of article 80 of the Law of Republic Kazakhstan «About joint-stock companies». Infringement of requirements of point 2-2 of article 79 of the Law of Republic Kazakhstan «About joint-stock companies»
Статья/пункты НПА, Статья КоАП:
Note:
Executed №19576 dated 31.03.2014
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
25.02.2014
140000943000047
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied due to performing of transactions and operations with violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
25.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
27.02.2014
59-8-35/459
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the law of the Republic of Kazakhstan "On the order of consideration of physical and legal persons"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
