«Microfinancial organization «ZHARDEM PLUS» LLP
An organization engaged in microfinance activities
09.02.2017
52-14-21/727
Limited enforcement action
Written prescription
The nature of a breach:
1. Value of coefficient k2 is greater that 0,25
Date of performance:
27.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "PRO Finans" LLP
An organization engaged in microfinance activities
09.02.2017
52-14-21/728
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
27.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Bayterek» microfinancial organization» LLP
An organization engaged in microfinance activities
09.02.2017
52-14-21/726
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
27.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "GoldFinMarket"
An organization engaged in microfinance activities
10.02.2017
175100803000001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
680 700,0 тенге
The nature of a breach:
Date of performance:
10.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 211
Пункт: 4
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
«Шалкар-Несие» микроқаржы ұйымы» жауапкершілігі шектеулі серіктестігi
An organization engaged in microfinance activities
15.02.2017
64-12-07/981
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Date of performance:
17.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Microfinancial organization "Alka" LLP
An organization engaged in microfinance activities
21.02.2017
55-13-20/190
Limited enforcement action
Written warning
The nature of a breach:
1. Providing micro loans, which amount exceeded the eight thousand fold of the monthly calculation index, established for the relevant financial year.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 3
Пункт: 1
- Of the Law of the Republic of Kazakhstan "On Microfinance Organizations"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
«Шалкар-Несие» микроқаржы ұйымы» жауапкершілігі шектеулі серіктестігi
An organization engaged in microfinance activities
24.02.2017
64-12-06/767
Limited enforcement action
Written prescription
The nature of a breach:
1. raph 11) of Article 7, paragraph 2 of the Law on Microfinance Organizations
Date of performance:
28.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.11 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Note:
Executed, letter of MFO from 20.02.2017. (Ref.№1)
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"MFО "Trust Finance" LLC
An organization engaged in microfinance activities
09.03.2017
52-14-21/1410
Limited enforcement action
Written prescription
The nature of a breach:
1. non-submission of documents and explanations on request within a specified period
Date of performance:
16.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 62-3
Пункт: 3
- The Law RoK "About National Bank of the Republic of Kazakhstan" №2155 the 30 of March, 1995 year
Type of Enactments
1. "About National Bank of the Republic of Kazakhstan" Law
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "Alka" LLP
An organization engaged in microfinance activities
13.03.2017
176300803000001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900 KZT
The nature of a breach:
1. According to part 3 of article 208 of the Code of the Republic of Kazakhstan «On Administrative Infractions» administrative sanction was applied due to untimely provision of details to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"MFО "Trust Finance" LLC
An organization engaged in microfinance activities
18.03.2017
177500803000143
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
340350
The nature of a breach:
1. Impeding to civil servants of the bodies of state control and supervision in performing their official duties in accordance with their competence being expressed in a refusal to represent necessary documents and other details
Date of performance:
24.05.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 462
Пункт: 1
- The Code on Administrative Infractions
Type of Enactments
1. "About National Bank of the Republic of Kazakhstan" Law
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
