JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
17.03.2014
140000803000043
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
17.03.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
17.03.2014
140000803000044
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
17.03.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
17.03.2014
140000803000045
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied in providing information not containing information, which are required in accordance with the legislation of the Republic of Kazakhstan.
Date of performance:
17.03.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
17.03.2014
140000803000046
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92600
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its obligation to specify in its contracts, concluded with clients, of fee rate in its true, annual, effective, comparable calculation, as well as the dissemination of information on the quantities of interest on financial services, including its publication.
Date of performance:
17.03.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 11
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
17.03.2014
140000803000047
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
17.03.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
17.03.2014
140000803000048
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
17.03.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
17.03.2014
66-2-3-04/1442
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of article 29 of the Banking Law of the Republic of Kazakhstan
Date of performance:
11.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №10-5273 from 06.05.2014
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
20.03.2014
51-40-22/547
Limited enforcement action
Written warning
The nature of a breach:
1. For late consideration of the request of the client, in violation of the requirements of article 8 of the law of RK "About the order of consideration of appeals of physical and legal persons", article 27 of the Rules of rendering banking services and consideration of the banks of customer requests arising in the process of providing banking services, approved by resolution of Board of Agency of Republic of Kazakhstan on regulation and supervision of financial market and financial organizations from 28.02.2011, №19.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
31.03.2014
140000803000059
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied due to performing of transactions and operations with violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
31.03.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
02.04.2014
67-2-21/67/12-фл/к
Limited enforcement action
Commitment letter
The nature of a breach:
1. Тhe written liability has been exacted from the bank owing to violations of the requirements established by The instruction on requirements for having in place the risk management systems and internal controls in tier two banks, approved by the Board of the Agency of the Republic of Kazakhstan on regulation and supervision of financial market and financial organizations in its decision №359 dated 30.09.2005
Date of performance:
21.04.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
