"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
10.04.2014
66-3-1-11/1551
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of Kazakhstan due to the delayed execution of the Action Plan that contained early response measures aimed to improve the financial stability of the bank, preventing the deterioration of its financial situation and increase of risks related to its activities, the Bank received the written notification
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
10.04.2014
66-3-1-11/1584
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan written notification was issued to bank for violation of the reguirements of the Laws of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
10.04.2014
66-3-1-11/1583
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a commitment letter was issued to the Bank for non- compliance of the Laws of the Republic of Kazakhstan.
Date of performance:
22.04.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
17.04.2014
14000080300088
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
685240
The nature of a breach:
1. administrative sanction was applied due to inappropriate subject of financial monitoring legislation of Republic of Kazakhstan on countering the legalization (laundering) of illegally obtained, and the financing of terrorism in terms of documenting and providing information on transactions subject to financial monitoring.
Date of performance:
17.04.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
17.04.2014
140000803000085
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
17.04.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
17.04.2014
140000803000086
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. Official (Maurer T.M.) committed an administrative offense, expressed in the failure of the Compani to submit information to the authorized body.
Date of performance:
17.04.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
18.04.2014
66-3-1-11/1699
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activities in the Republic of Kazakhstan" a written notification was issued to the Bank for the private ruling of the Medeo district court of Almaty city dated 21.01.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
21.04.2014
66-3-1-11/1728
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.04.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
21.04.2014
66-3-1-11/1730
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK for failure to meet requirements of the National Bank
Date of performance:
24.04.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
21.04.2014
66-3-1-11/1727
Limited enforcement action
Written prescription
The nature of a breach:
1. According to article 46 of the law on banks for failure to comply with the requirements of the competent authority.
Date of performance:
24.04.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
