AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
27.08.2014
13-1-02/2120
Limited enforcement action
Commitment letter
The nature of a breach:
1. for violation of banking legislation concerning with measures of early warning
Статья/пункты НПА, Статья КоАП:
Note:
implemented by letter №356 оf 08.09.14
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
27.08.2014
38-2-10/1272
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan concluded a written agreement to the bank during on-site inspection.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
27.08.2014
140000803000591
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. Official (Sukevicius M.) committed an administrative offense, expressed in the failure of the Compani to submit information to the authorized body.
Date of performance:
27.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
27.08.2014
140000803000590
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
27.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
29.08.2014
13-2-01/2186
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written order was issued to the Bank for provision of inaccurate reporting to the National Bank
Date of performance:
03.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №20-2/8536 of 03.09.2014.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
29.08.2014
13-4-06/2200
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written onotification was issued to the bank due to incorrect reports provision.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
29.08.2014
13-4-06/2199
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the Article 40 of the Banking Law
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
29.08.2014
13-1-01/2201
Limited enforcement action
Commitment letter
The nature of a breach:
1. for violation of banking legislation concerning with measures of early warning
Date of performance:
05.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №073/02/30-11034 of 03.09.14.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
29.08.2014
13-2-01/2186
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written order was issued to the Bank for provision of inaccurate reporting to the National Bank
Date of performance:
03.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №20-2/8536 of 03.09.2014.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
03.09.2014
140000803000615
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
03.09.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
