"Yesil" microfinancial organization" JSC
An organization engaged in microfinance activities
29.05.2018
181100803000048
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240500
The nature of a breach:
1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Date of performance:
08.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Microfinancial organization "Everest Finance" LLP
An organization engaged in microfinance activities
30.05.2018
58-12-12/2115
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
13.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Microfinancial organization "Qazaq Nesie" LLP
An organization engaged in microfinance activities
31.05.2018
65-40-12/1892
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
20.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"MFO "Aksay" LLP
An organization engaged in microfinance activities
05.06.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
1. implementation of entrepreneurial activity without appropriate registration, permission and notification
Статья/пункты НПА, Статья КоАП:
1.
Статья: 463
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"MFО "Trust Finance" LLC
An organization engaged in microfinance activities
18.06.2018
№187500803000212;№187500803000213;№187500803000214;№187500803000215;№187500803000216;№187500803000217;№187500803000218;№187500803000219;№187500803000220;№187500803000221;№187500803000222;№187500803000223;№187500803000224;№187500803000225 от 17.05.2018г.
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
3299660 тенге
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Date of performance:
27.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization, Atyrau Microfinancial center, LLP
An organization engaged in microfinance activities
22.06.2018
54-09-12/1397
Limited enforcement action
Written warning
The nature of a breach:
1. unreliable reporting on 01.04.2018.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 1
Пункт: 2
- Of the resolution of the NBK's Board of July 31, 2017 No. 148 "On approval of prudential standards and other standards and limits that are mandatory for the microfinance organization to comply with, and the methodology for calculating them, as well as the forms and deadlines for reporting on their implementation"
2. Статья: 1 Пункт: 3 - Of the resolution of the NBK's Board of July 31, 2017 No. 148 "On approval of prudential standards and other standards and limits that are mandatory for the microfinance organization to comply with, and the methodology for calculating them, as well as the forms and deadlines for reporting on their implementation"
2. Статья: 1 Пункт: 3 - Of the resolution of the NBK's Board of July 31, 2017 No. 148 "On approval of prudential standards and other standards and limits that are mandatory for the microfinance organization to comply with, and the methodology for calculating them, as well as the forms and deadlines for reporting on their implementation"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
«Microfinancial organization «Makhambet» LLP
An organization engaged in microfinance activities
25.06.2018
182300803000033
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
481000
The nature of a breach:
1. submission of unreliable information to the branch of the NBK as of 01/01/2018 and 01/04/2018.
Date of performance:
04.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 211
Пункт: 3
- The Code of Administrative Offenses
Note:
paid on 07/27/2018
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
«Microfinancial organization «Қаржы» LLP
An organization engaged in microfinance activities
02.07.2018
52-14-23/3462
Limited enforcement action
Written prescription
The nature of a breach:
1. the requirements of the authorized body regarding the minimum amount of equity capital
Date of performance:
02.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«MFO «KAZYNA CREDIT» LLP
An organization engaged in microfinance activities
10.07.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
721 500
The nature of a breach:
1. Administrative violation was expressed in the failure to provide information to the credit bureau in time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Note:
paid 24.07.2018 year
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"MFО "Trust Finance" LLC
An organization engaged in microfinance activities
13.07.2018
52-14-11/3744
Limited enforcement action
Written prescription
The nature of a breach:
1. Based on the results of the inspection
Date of performance:
11.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
