"Islamic bank "Zaman-Bank", JSC
Second tier banks
23.09.2014
140000803000721
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. the administrative offence arise as a result of providing of an inaccurate information to the authorized body
Date of performance:
23.09.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
26.09.2014
13-1-01/2732
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written order was issued to bank for failure to meet requirements of the National Bank
Date of performance:
10.10.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented by letter №03-1908 09.10.14.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
26.09.2014
140000803000639
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
648200
The nature of a breach:
1. administrative sanction was applied violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan concerning counteraction to legalization (laundering) of income earned illegally, and terrorism financing in the part of the provision of information on transactions subject to financial monitoring.
Date of performance:
26.09.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
01.10.2014
140000803000774
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
01.10.2014
140000803000773
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
01.10.2014
140000803000772
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
02.10.2014
13-3-05/2836
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
03.10.2014
140000803000783-140000803000794
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
3 704 000 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
10.10.2014
140000803000775
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
13.10.2014
13-4-06/3068
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the Article 40 of the Banking Law
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
