Issuer
09.02.2015
33-3-20/738 от 09.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
17.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
30.06.2014
13-3-01/702
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with article 46 of the Law on banks of Kazakhstan, the Bank has requested a letter of commitment in connection with violation of prudential norms, which is ratio of the growth of consumer loans in the Bank loan portfolio k10.
Date of performance:
07.07.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter of 04.07.2014 № 2540-1/03)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
09.02.2015
33-3-20/765 от 09.02.2015
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Issuer
11.02.2015
33-3-20/858 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/856 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/854 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/852 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/850 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
30.06.2014
13-3-01/702
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.07.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
02.07.2014
1400008030000189
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
648 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
