"Eximbank Kazakhstan”, JSC
Second tier banks
09.09.2014
13-4-06/2377
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan, a written warning was issued to the Bank for the violation of the Resolution of the Board of the Committee "On approval of the submission of information on transactions of the second-tier banks with persons associated with them by special relations" on July 15, 2010 № 108, as well as providing Bank Committee with the false statements
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
10.09.2014
13-1-01/2431
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.09.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
10.09.2014
13-4-06/2409
Limited enforcement action
Written prescription
The nature of a breach:
1. for provision of inaccurate reporting to the National Bank
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
10.09.2014
13-1-01/2431
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written order was issued to bank for failure to meet requirements of the National Bank
Date of performance:
15.09.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
11.09.2014
13-1-01/2436
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
12.09.2014
13-1-01/2465
Limited enforcement action
Commitment letter
The nature of a breach:
1. for violation of banking legislation concerning with measures of early warning
Date of performance:
19.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №kas/sb-14-661of 19.09.14.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
22.09.2014
38-2-04/1593
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
22.09.2014
38-2-04/1592
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the failure to comply with regulations.
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter of 01.10.2014 #01-86-1/3705)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
23.09.2014
13-4-06/2683
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK commitment letter was requested from the Bank due to the failure to eliminate a factor affecting the deterioration of the financial position of the banking conglomerate
Date of performance:
30.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
23.09.2014
13-4-06/2684
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written notification was issued to the Bank for provision of inaccurate reporting set by Resolution of the Board of NBRK "On approval of the list, forms, terms and Regulation of reporting by second tier banks" dated 23.09.2013 #249.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
