An organization engaged in microfinance activities
10.10.2018
181500803000015
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
336700
The nature of a breach:
1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial ones owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Note:
Resolution of the specialized administrative court of Aktobe city dated 08.11.2018 (case No. 1512-18-00-3 / 11846)
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
An organization engaged in microfinance activities
10.10.2018
181500803000014
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
336700
The nature of a breach:
1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial ones owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Note:
Resolution of the specialized administrative court of Aktobe city dated 08.11.2018 (case No. 1512-18-00-3 / 11846)
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
LLP "Мicrofinance organization" MiG Credit Astana"
An organization engaged in microfinance activities
11.10.2018
3-22801/2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1885520,00
The nature of a breach:
1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial ones owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Capital Bank Kazakhstan", JSC
Second tier banks
20.05.2020
200000803000042
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
19.06.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
20.05.2020
200000803000044
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
19.06.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Microfinancial organization «KazAksha» LLP
An organization engaged in microfinance activities
11.10.2018
52-14-23/5396
Limited enforcement action
Written prescription
Punishment awarded:
0
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
31.10.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 3
Пункт: 2-1), 6), 8-1)
- The Law of the Republic of Kazakhstan "On microfinance оrganizations"
2. Статья: 4 Пункт: 4 - The Law of the Republic of Kazakhstan "On microfinance оrganizations"
3. Статья: 6 Пункт: 1-1) - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
4. Статья: 7 Пункт: пп.2 п.3 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
5. Статья: 9-1 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
6. Статья: 32 Пункт: 4 - The Law of the Republic of Kazakhstan "On payments and payment systems"
7. Статья: 15 - Of the Law "About languages in the Republic of Kazakhstan"
2. Статья: 4 Пункт: 4 - The Law of the Republic of Kazakhstan "On microfinance оrganizations"
3. Статья: 6 Пункт: 1-1) - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
4. Статья: 7 Пункт: пп.2 п.3 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
5. Статья: 9-1 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
6. Статья: 32 Пункт: 4 - The Law of the Republic of Kazakhstan "On payments and payment systems"
7. Статья: 15 - Of the Law "About languages in the Republic of Kazakhstan"
Type of Enactments
1. The Law "On Microfinance Organizations", The Law "About payments and payment systems", The Law "About languages in the Republic of Kazakhstan"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization «FinansInvest » LLP
An organization engaged in microfinance activities
15.10.2018
58-12-12/3828
Limited enforcement action
Written prescription
The nature of a breach:
1. the estimated equity as of July 1, 2018 amounted to 29 447 thousand tenge
Date of performance:
15.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- Violation of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation
Note:
executed letter BH.№6865 from 14.11.2018 g.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Microfinancial organization «Kredit-region» LLP
An organization engaged in microfinance activities
16.10.2018
58-12-12/3844
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
15.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Note:
executed letter № 103 from 08.11.2018 g.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
LLP "Мicrofinance organization" MiG Credit Astana"
An organization engaged in microfinance activities
16.10.2018
3/22544-18
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1851850,00
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
LLP "Мicrofinance organization" MiG Credit Astana"
An organization engaged in microfinance activities
18.10.2018
3-22775/2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1851850,00
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
