“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
09.06.2009
74
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
26.01.2009
02-04-32/285
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, for non-provision of daily report "Balance and off-balance sheet account balances of tier two banks".
Date of performance:
02.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №235 of 02.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
29.01.2009
04-03-15/288
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, about formation of additional provisions (reserve) to cover losses from credit activities.
Date of performance:
01.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №01-86/463 of 04.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
02.02.2009
08-02-02/575
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
02.02.2009
08-02-02/575
Limited enforcement action
Written warning
The nature of a breach:
1. Written notification was issued to the bank for violation of legislation of the Republic of Kazakhstan regarding process of mortgaged property realization.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
04.02.2009
08-01-02/598
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank for non-provision of requested documents in fixed terms.
Date of performance:
18.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 29-1542 of 18.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
10.02.2009
12
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Bank failed to submit required information
Date of performance:
10.02.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
09.06.2009
73
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
14.09.2009
04-01-08/3968
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
10.02.2009
10-01-22/1297
Limited enforcement action
Written prescription
The nature of a breach:
1. administrative sanction was applied due to the fact of violation related to the order of nomination of leading employee.
Date of performance:
25.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №273 of 13.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
