"Nurbank", JSC
Second tier banks
01.12.2008
33/4634.1
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank about elimination of discrepancy in the report provision by programm "Credit register" on the 1-st of October and toughening of internal control measures for elimination such of discrepancy.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
04.12.2008
02-04-29/5092
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for late provision of commitment letter in fixed terms and guarantee of elimination of such violation.
Date of performance:
11.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №12-1/3706 от 11.12.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
05.12.2008
04-01-15/3085
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, for violation of the ratio of term currency liquidity and risk exposure for a single borrower by the blank credit.
Date of performance:
11.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №87 от 11.12.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
18.12.2008
08-02-10/6717
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for execution request by Saryarka district Court in Astana city.
Date of performance:
18.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
18.12.2008
08-02-10/6717
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for execution request by Saryarka district Court in Astana city.
Date of performance:
18.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
09.04.2007
32
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
27.04.2007
46
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
65 520тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
23.12.2008
04-01-15/3221
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
23.12.2008
04-02-08/3221
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
25.12.2008
170
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to repeated (two or more times during consecutive calendar months) violations of requirements established by legislation to its activity by the professional participants of the security market
Date of performance:
25.12.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
