"Qazaq Banki", JSC
Second tier banks
14.08.2007
223
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
14.08.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
09.02.2011
02-04-33/237
Limited enforcement action
Written prescription
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2010.
Date of performance:
16.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
14.08.2007
08-02-02/2559
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
09.02.2011
02-04-33/235
Limited enforcement action
Written prescription
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2010.
Date of performance:
16.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
16.08.2007
04-02-08/2494
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
09.02.2011
02-04-33/236
Limited enforcement action
Written prescription
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2010.
Date of performance:
16.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
21.08.2007
229
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21840
The nature of a breach:
Date of performance:
21.08.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
15.02.2011
10-02-01/874/2937
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
21.08.2007
02-01-14/2715
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
13.09.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
23.08.2007
10-13/3052
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.09.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
