“National Company “Food Contractual Corporation”, JSC
Organizations with state as a sole shareholder
27.04.2007
43
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
54 600тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
25.12.2008
169
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to submission to the authorized body of misleading information within the frame of reporting on results of professional activities on security market.
Date of performance:
25.12.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Organizations with state as a sole shareholder
09.04.2008
04-01-17/845
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
20.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Organizations with state as a sole shareholder
09.04.2008
04-01-15/2241
Limited enforcement action
Written prescription
The nature of a breach:
1. A written instruction was issued for non-compliance with item 7 of the Decree of the Board of the National Bank of the Republic of Kazkahstan of 23 December 2002 #509 On approval of the Instruction on the list, forms, and dates for submission of financial returns by institutions engaged in certain types of banking operations|
Date of performance:
20.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
30.12.2008
33/5057
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank abohut elimination of discrepancy in the report provision by programm "Credit register" on the 1-st of November and toughening of internal control measures for elimination such of discrepancy.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
31.12.2008
04-01-15/3317
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements - liquidity ratio К4-2, К4-3.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
09.04.2008
04-01-17/845
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agriculture Financial Support Fund”, JSC
Organizations with state as a sole shareholder
09.04.2008
04-01-17/845
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
09.04.2008
04-01-17/845
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
09.01.2009
180
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
Date of performance:
09.01.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
