“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
19.03.2013
48
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
20.03.2013
49
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
01.04.2013
66-4-1-17/320
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
26.04.2013
66-4-1-10/485
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
24.01.2014
66-4-1-05/443
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
27.05.2014
66-6-3-04/1349
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
27.05.2014
66-6-3-04/1350
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Bidding Organizer
24.10.2014
33-1-06/3181
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
26.11.2008
158
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Company failed to meet the requirements related to appointment of the manager of the financial organization.
Date of performance:
26.11.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
26.11.2008
157
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Company failed to meet the requirements related to appointment of the manager of the financial organization.
Date of performance:
26.11.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
