«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
30.04.2008
19-04/622
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter was presented by bank about violation of limits of open currency position for 01/05/08.
Date of performance:
25.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank "Bank of China in Kazakhstan", JSC
Second tier banks
05.05.2008
10-14/1574
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 59 of the Joint-stock company Law of the Republic of Kazakhstan and paragraph 2 by Article 20 of Banking Law of the Republic of Kazakhstan, written order was issued to the bank, about requirements of software Agency #288 from 11.12.2006 wich are not executed.
Date of performance:
05.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
Letter from Bank in Agency about delay
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
07.05.2008
72
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
233600
The nature of a breach:
Date of performance:
07.05.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
08.05.2008
04-01-15/1092
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, about requirements of software Agency #288 from 11.12.2006 wich are not performance.
Date of performance:
13.05.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemrnted via letter # 02-02/1538 от 13.05.08г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
12.05.2008
02-01-14/1629
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.05.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
12.05.2008
02-01-14/1629
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was applied to the large participant "Financial corporation Seimar Alliance", JSC, about violation of prudential standards by bank conglomerate.
Date of performance:
23.05.2008
Статья/пункты НПА, Статья КоАП:
Note:
Done by letter from the bank №488-00 of 23.05.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
14.05.2008
04-01-15/1132
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written liability was issued to the bank, which content recognition facts about faulty (balance sheet, profits and losses report on 1st of April 2008 was untimely publication)
Date of performance:
22.05.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemrnted via letter # 01-19.00/1425 от 21.05.08г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
15.05.2008
04-01-15/1142
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
15.05.2008
04-01-15/1142
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, about requirements of software Agency #288 from 11.12.2006 wich are not executed.
Date of performance:
11.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemrnted via letter # 13-1-2/3887 от 22.05.08г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
21.05.2008
04-01-15/1196
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank about inadmissibility in the further of discrepancies of data published balance sheet as of December, 31st 2007 and profits and losses report for a year which has ended on December, 31st, 2007 joint-stock Subsidiary Bank “Sberbank of Russia”, confirmed by auditor company KPMG Audit LLC, to data of balance sheet as of December, 31st, 2007 and the report on profits and losses for a year which has ended on December, 31st 2007 represented in Agency.
Date of performance:
30.05.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemrnted via letter №1902-1/100 от 02.06.08
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
