"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
28.03.2008
04-03-08/701/4270
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Кazahstan, Agency, in a present written instruction about generation additional provisions (reserves) on a covering of losses from credit activity.
Date of performance:
01.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №01.-88/826 от 31.03.08 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
31.03.2008
08-02-2/1270
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
31.03.2008
08-02-2/1270
Limited enforcement action
Written prescription
The nature of a breach:
1. writen notification was issued to the bank, about not according requirement documents in Agency in a set time
Date of performance:
02.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №02-1/2701 от 09.04.2008 г.,№02-1/2513 от 02.04.2008 г.,№08-1/2433 от 31.03.2008 г.,№08-1-2/2317 от 27.03.2008 г.,№08-1-2/2432 от 31.03.2008 г.,№08-1-2/2316 от 27.03.2008 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
01.04.2008
44
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1749280
The nature of a breach:
Date of performance:
01.04.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
01.04.2008
43
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
582310
The nature of a breach:
Date of performance:
01.04.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
02.04.2008
05-02-09/2129
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
02.04.2008
04-01-15/762
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter was requested from the bank, due to violation of prudential norms concerning unrelated single-party exposure.
Date of performance:
12.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Done by letter №488 of 03.04.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
02.04.2008
05-02-09/2129
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of paragarph 4, Article 64 of the Law on Joint Stock Companies , as well as of the Rules for submission of returns on a company'saffiliates and of item 3 Article 26 of the Law on Pension Security, a written instruction was isued to the bank.
Date of performance:
15.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Not implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
02.04.2008
04-01-15/762
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter was requested from the bank, due to violation of prudential norms concerning unrelated single-party exposure.
Date of performance:
12.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Done by letter №488 of 03.04.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
07.04.2008
04-01-15/815
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
