"Nurbank", JSC
Second tier banks
18.01.2008
10-13/197
Limited enforcement action
Written warning
The nature of a breach:
1. As a violance subpoint 3, paragraph 6, Article 29 of the Banking Law of the Republic of Kazahstan, written order was issued to the bank
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
No provided
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
18.01.2008
05-02-12/369
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Paragraph 2, Article 46 of the Investment Fund Law , written obligation was issued to the bank
Date of performance:
24.01.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter # 598 от 23.01.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
18.01.2008
05-01-14/405
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Paragraph 3, Article 26 of the Accumulation Pension Law , written obligation was issued to the bank
Date of performance:
25.01.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter # 07.1.15/367 from 24.01.2008 (in. №2904 out 24.01.2008)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
21.01.2008
303
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58 400 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Almaty Regional Mortgage Company”, JSC
Mortgage organizations
14.05.2010
04-01-08/578/8619-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Biruza”, JSC
Mortgage organizations
25.05.2010
91
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
28 260 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Biruza”, JSC
Mortgage organizations
01.07.2010
04-01-08/841/12494-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
12.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “TAT Mortgage”, JSC
Mortgage organizations
06.04.2011
04-01-14/469/6568-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the mortgage organisation for non-provision of audited annual report for year 2010 within reporting deadline. |
Date of performance:
30.04.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letters of 25.04.2011 №22|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “TAT Mortgage”, JSC
Mortgage organizations
06.04.2011
04-01-14/469/6568_И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Biruza”, JSC
Mortgage organizations
06.04.2011
04-01-08/455/6548-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
