Credit bureau
06.06.2013
83
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
86 550тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
13.11.2012
143
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was ap
Date of performance:
13.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.11.2012
146
Sanctions and other administrative penalties
Not specified
Punishment awarded:
7295
The nature of a breach:
1. administrative sanction was ap
Date of performance:
15.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
15.11.2012
153
Sanctions and other administrative penalties
Not specified
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
15.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.11.2012
664/209/6933
Limited enforcement action
Written prescription
The nature of a breach:
1. The failure to meet reporting deadline and representation of uncompleted data in reports
Date of performance:
27.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.11.2012
664/209/6932
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of prudential standards
Date of performance:
22.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
20.11.2012
664/217/7054
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of the law of the Republic of Kazakhstan
Date of performance:
04.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Infringement of the requirement of the law of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
21.11.2012
664/209/7060
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the standards of diversification
Date of performance:
30.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
28.11.2012
668/204/6994
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late submission of information
Date of performance:
30.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
29.11.2012
167
Sanctions and other administrative penalties
Not specified
Punishment awarded:
647200
The nature of a breach:
1. administrative sanction was ap
Date of performance:
29.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
