“Almaty Regional Mortgage Company”, JSC
Mortgage organizations
22.04.2010
78
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
28 260 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Almaty Regional Mortgage Company”, JSC
Mortgage organizations
22.04.2010
79
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
67 637 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Almaty Regional Mortgage Company”, JSC
Mortgage organizations
22.04.2010
77
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
35 460 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Biruza”, JSC
Mortgage organizations
23.04.2010
04-01-08/478/7370-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the mortgage organisation for non-provision of audited annual report for year 2009 within reporting deadline.|
Date of performance:
26.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Not implemented (report of administrative delinquency №91 of 29.04.2010)|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
26.04.2010
04-01-08/480/7399-и
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
24.12.2010
06-01-11/1371
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
18.01.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
28.12.2010
10-02-03/7340
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of the item 5 of article 34 of the Law of the Republic of Kazakhstan "About Insurance Activity"
Date of performance:
25.01.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
21.06.2007
04-01-15/2007
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
27.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
28.12.2010
199
Sanctions and other administrative penalties
Not specified
Punishment awarded:
219254
The nature of a breach:
1. administrative sanction was applied due to concluding transactions and operation with violation of legislation of the Republic of Kazakhstan on insurance and insurance activities
Date of performance:
28.12.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
29.06.2007
02-03-52/1785
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.07.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
