"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
19.09.2008
04-01-02/4448
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
22.09.2008
132
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank failed to specify in its bank loan agreements, concluded with clients, of the fee rate in true, annual, effective, comparable calculation.
Date of performance:
22.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
22.09.2008
128
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank failed to specify in its contracts, concluded with clients, of the fee rate in true, annual effective, comparable calculation.
Date of performance:
22.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
29.09.2008
04-01-15/2396
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Not implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
06.10.2008
04-03-08/2488
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank about possibility to use sanction, in case of repeated non-provision of information in fixed terms.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
08.10.2008
al/alm/08-04546
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts that capital reserves in minimum amount by acting law requirement were not formed adequately.
Date of performance:
08.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №al/alm/08-04546 of 08.10.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
09.10.2008
10-02-08/6686
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order, for violation of subpoint 2) paragraph 6, Article 29 of the Banking Law.
Date of performance:
30.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
15.10.2008
04-01-15/2585
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law, written notification was issued to the bank, for violation of requirement Decree of Agency dated December, 25th, 2006 #296 "Rules about quality of assets and contingent liabilities and establishment of provisions".
Date of performance:
28.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №1941 of 23.10.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
16.10.2008
02-04-29/4393
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the facts of late provision of regulation report and guarantee of elimination of such violation.
Date of performance:
21.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №142 of 21.10.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
16.10.2008
02-04-29/4394
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the facts of late provision of regulation report and guarantee of elimination of such violation.
Date of performance:
21.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №03-10/1367 of 21.10.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
