«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
27.06.2008
04/971
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter was submitted by the bank, because the bank's minimum reserve capital was not formed on schedule.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Bank's letter No04/971 of 27.06.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
01.07.2008
04-01-15/1535
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law, commitment letter was requested from the bank for violation of prudential standards.
Date of performance:
07.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank№2486-1/216 of 08.07.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
08.07.2008
04-01-15/1610
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law, commitment letter was requested from the bank for violation of prudential standards.
Date of performance:
11.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank № 836 of 11.07.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
08.07.2008
04-01-15/1612
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law, commitment letter was issued to the bank for late provision of report.
Date of performance:
08.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Execution by determined time is not implemented.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
09.07.2008
04-01-15/1633
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law, written notification was issued to the bank for violation of deadline to provide the report on evaluation of requirements Decree of Agency dated 30 September 2005 № 359 Instructions "on requirements for risk management and internal control systems in tier two banks".
Date of performance:
09.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Execution by determined time is not implemented.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
10.07.2008
106
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to submission to the authorized body of information, which is considered as inadequate in the framework of reporting on results of professional activities on securities market.
Date of performance:
10.07.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
15.07.2008
05-01-14/4271
Limited enforcement action
Written prescription
The nature of a breach:
1. On compulsory for execution corrective actions, directed to eliminate violations and shortages, revealed during the inspection.
Date of performance:
05.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
15.07.2008
104
Limited enforcement action
Written agreement
The nature of a breach:
1. administrative sanction was applied due to untimely notification of Authorized Body on opening of branch
Date of performance:
15.07.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Note:
In connection with pursuance of all banking duties in aptitude with condition of agreement, this enforcement measures was been canceled
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
18.07.2008
04-01-08/1720
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.07.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
18.07.2008
04-01-08/1720
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law, written order was issued to the bank for violation of deadlines to publish the report.
Date of performance:
25.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank (reports are published at site and in newspaper)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
