"Insurance Company "TransOil", JSC
Insurance organizations
11.09.2012
664/209/5149
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breach of prudential standards
Date of performance:
24.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Violation of prudential standards available. According to the letter of JSC "IC" TransOil» (№ 1104-03 17.09.2012) it was technical error and insurance company gave guarantee to prevent similar mistakes in the future.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
19.09.2012
664/209/5364
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements for the placement of the register of insurance agents
Date of performance:
30.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
20.09.2012
661/246/2533
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late financial reports
Date of performance:
30.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
24.09.2012
668/119/5417
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the breach the paragraph 4 in the article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
02.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
25.09.2012
664/217/5524
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violating the law of the Republic of Kazakhstan
Date of performance:
03.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
01.10.2012
664/209/5669
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of the requirements for the placement of the register of insurance agents
Date of performance:
12.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
02.10.2012
665/410/2093
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
10.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
02.10.2012
665/410/2092
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
10.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
09.10.2012
109
Sanctions and other administrative penalties
Not specified
Punishment awarded:
647200
The nature of a breach:
1. administrative sanction was ap
Date of performance:
09.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
11.10.2012
110
Sanctions and other administrative penalties
Not specified
Punishment awarded:
647200
The nature of a breach:
1. administrative sanction was ap
Date of performance:
11.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
