"Kazkommertsbank", JSC
Second tier banks
19.06.2008
86
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175200
The nature of a breach:
1. administrative sanction was applied due to repeated non-compliance by the professional participant of the securities market with the requirements provided for by legislation.
Date of performance:
19.06.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
19.06.2008
85
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175200
The nature of a breach:
1. administrative sanction was applied due to repeated non-compliance by the professional participant of the securities market, with the requirements provided for by legislation.
Date of performance:
19.06.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
20.06.2008
04-01-15/1439
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested, because the bank's minimum reserve capital was not formed on schedule.
Date of performance:
27.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank's letter No a1/alm/08-0922 of 26.06.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
20.06.2008
04-01-15/1436
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested, because the bank's minimum reserve capital was not formed on schedule.
Date of performance:
27.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank's letter No 1121 of 25.06.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
25.06.2008
04-01-15/1466
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.07.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
25.06.2008
100
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was apllied due to submission to the Agency of inadequate information
Date of performance:
25.06.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
25.06.2008
84
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its contracts concluded with clients of the fee rate in true annual effective comparable calculation.
Date of performance:
25.06.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
25.06.2008
04-01-15/1466
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitement letter was requested, reflecting recognition of facts, subjecting the banks to operational and legal risks, lacks of procedures and practices to manage those risks, and management's guarantee to eliminate the breach of foreign currency position requirements and improve risk-management system.
Date of performance:
03.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank's letter No AMA FCD 0800085 of 03.07.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
26.06.2008
04-01-15/1489
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested, because the bank's minimum reserve capital was not formed on schedule.
Date of performance:
04.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank's letter No 3028 of 04.07.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
26.06.2008
04-01-15/1488
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested, because the bank's minimum reserve capital was not formed on schedule.
Date of performance:
04.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank's letter No 09-3/2-13/1851 of 04.07.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
