"Halyk Bank of Kazakhstan", JSC
Second tier banks
11.08.2008
05-01-18/4623
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank № 06-7748 of 19.08.08
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
14.08.2008
05-01-18/4696
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by providing electronic report on 19.08.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by providing electronic report on 18.08.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №1-1627 of 29.08.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank № 02-1900/2498 of 29.08.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
04.09.2008
118
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
233600
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank failed to adhere to the prudential standards provided for by the authorized body.
Date of performance:
04.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
11.09.2008
126
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its contracts concluded with clients of the fee rate in true annual effective comparable calculation.
Date of performance:
11.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
11.09.2008
125
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its contracts concluded with clients of the fee rate in true annual effective comparable calculation.
Date of performance:
11.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
11.09.2008
2537-1/222
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification, for violation of subpoint 2) paragraph 6, Article 29 of the Banking Law.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Not implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
19.09.2008
08-02-02/4448
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect information.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Not implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
