«KazakhExport» Export insurance company, JSC
Insurance organizations
18.10.2012
664/209/6208
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the incorrect accounting of securities in the calculation of prudential standards
Date of performance:
07.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
19.10.2012
664/209/6262
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirement of article 53-1 of the Law of the Republic of Kazakhstan “About joint-stock companies”
Date of performance:
20.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
31.10.2012
664/217/6496
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet reporting deadline
Date of performance:
09.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Credit Bureau", LLP
Credit bureau
24.08.2010
127
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Credit Bureau", LLP
Credit bureau
24.08.2010
126
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Credit Bureau", LLP
Credit bureau
06.03.2012
663/304/896
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.03.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
31.10.2012
664/209/6509
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to perform the requirements of a written instruction 21.05.2012. №664/209/2697
Date of performance:
31.12.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Credit Bureau", LLP
Credit bureau
12.04.2012
33
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
113 260тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
31.10.2012
664/209/6495
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet reporting deadline
Date of performance:
09.11.2012
Статья/пункты НПА, Статья КоАП:
Note:
Didn't implement, written warning 04.12.2012 №664/209/7375 was applied
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
02.11.2012
664/209/6547
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirement of article 53-1 of the Law of the Republic of Kazakhstan “About joint-stock companies”
Date of performance:
03.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
