JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
16.10.2008
02-04-29/4392
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the facts of late provision of regulation report and guarantee of elimination of such violation.
Date of performance:
21.10.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №1477 of 21.10.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
16.10.2008
02-04-29/4393
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.10.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
22.10.2008
141
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175200
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment of its obligation to specify in its contracts, concluded with the clients of its fee rate in true, annual effective, comparable calculation.
Date of performance:
22.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
24.10.2008
04-01-15/2660
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank, in particular of the reports provision by programm "Credit register".
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
24.10.2008
04-02-08/2656
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank about possibility to use sanction, in case of repeated non-provision of information in fixed terms.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
03.11.2008
04-01-15/2748
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, for violation of the domestic assets coefficient.
Date of performance:
10.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №193 of 10.11.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
03.11.2008
05-02-11/5413
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law, commitment letter was requested from the bank for violation of subpoint 8), 9) paragraph 1, Article 41 of the Investment Fund Law.
Date of performance:
12.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
03.11.2008
04-01-15/2748
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
05.11.2008
10-02/08/7557
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
31.12.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
05.11.2008
10-02-08/7557
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of subpoint 2) paragraph 6, Article 29 of the Banking Law.
Date of performance:
30.12.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
