"Alliance Bank", JSC
Second tier banks
25.03.2008
04-02-08/658/4071
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.03.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
25.03.2008
04-01-15/657
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
25.03.2008
04-02-08/658/4071
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.03.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
25.03.2008
04-01-08/5/657
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Кazahstan, written order to take obligatory for execution the remedial measures directed on elimination of revealed infringement of the legislation of Republic Kazakhstan, namely to generate not reduced provision share from a loan portfolio of Bank. |
Date of performance:
01.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter № 28 GO/135 от 01.04.2008 г. |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
26.03.2008
04-01-15/666
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.03.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
26.03.2008
41
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
116800
The nature of a breach:
Date of performance:
26.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
26.03.2008
42
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
116800
The nature of a breach:
Date of performance:
26.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
26.03.2008
04-01-15/666
Limited enforcement action
Commitment letter
The nature of a breach:
1. In connection with violation requirement of the Instruction on accommodation a part of banking resource in the internal actives, approved by the decision of Board of National Bank of Republic Kazakhstan from June, 2nd, 2000 #262.
Date of performance:
31.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter № 165-1/206 от 28.03.2008 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
26.03.2008
04-03-08/667/4162
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Кazahstan, Agency in a present written instruction about elimination of the revealed violation, till now the Bank does not present credit files by 20 borrowers, and also intelligence and the documents are not yet performance, which shows Bank of requirements to an internal control system by risks and internal audit .
Date of performance:
31.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №01-88/826 от 31.03.2008 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
27.03.2008
08-01-2/1197
Limited enforcement action
Written prescription
The nature of a breach:
1. writen notification was issued to the bank, about not according requirement documents in Agency in a set time
Date of performance:
02.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter №3465 от 02.04.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
