"Citibank Kazakhstan", JSC
Second tier banks
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №1-1627 of 29.08.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank № 02-1900/2498 of 29.08.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
04.09.2008
118
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
233600
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank failed to adhere to the prudential standards provided for by the authorized body.
Date of performance:
04.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
11.09.2008
126
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its contracts concluded with clients of the fee rate in true annual effective comparable calculation.
Date of performance:
11.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
11.09.2008
125
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its contracts concluded with clients of the fee rate in true annual effective comparable calculation.
Date of performance:
11.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
11.09.2008
2537-1/222
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification, for violation of subpoint 2) paragraph 6, Article 29 of the Banking Law.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Not implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
19.09.2008
08-02-02/4448
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect information.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Not implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
19.09.2008
04-01-02/4448
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
22.09.2008
132
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank failed to specify in its bank loan agreements, concluded with clients, of the fee rate in true, annual, effective, comparable calculation.
Date of performance:
22.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
22.09.2008
128
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank failed to specify in its contracts, concluded with clients, of the fee rate in true, annual effective, comparable calculation.
Date of performance:
22.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
