"Kazkommertsbank", JSC
Second tier banks
14.11.2008
05-01-19/5597/1766
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank to provide a Plan of measures on capitalization of subsidiary organization JSC “Zhetysu”.
Date of performance:
19.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
14.11.2008
05-01-18/5593/1742
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
17.11.2008
05-01-18/5630
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank, based on the results of on-site inspection in area of securities market operations.
Date of performance:
31.01.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
17.11.2008
02-04-29/4834
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the facts of late provision of regulatory report in Agency and guarantee of elimination of such violation.
Date of performance:
21.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №1-1900/3 of 20.11.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
17.11.2008
02-04-29/4833
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the facts of late provision of regulatory report in Agency and guarantee of elimination of such violation.
Date of performance:
21.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №12-1/3462 of 21.11.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
18.11.2008
02-04-29/4837
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
18.11.2008
02-04-29/4837
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for provision of incorrect information.
Date of performance:
21.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №1-1900/2 of 20.11.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
19.11.2008
02-04-29/4879
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
19.11.2008
02-0429/4879
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
26.11.2008
156
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
1. administrative sanction was applied due to the breach of obligation to indicate in the agreement, concluded with clients, the rate of remuneration in the actual, annual, effective and comparable calculation.
Date of performance:
26.11.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
