"Kaspi Bank", JSC
Second tier banks
24.10.2008
04-01-15/2660
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank, in particular of the reports provision by programm "Credit register".
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
24.10.2008
04-02-08/2656
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank about possibility to use sanction, in case of repeated non-provision of information in fixed terms.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
03.11.2008
04-01-15/2748
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, for violation of the domestic assets coefficient.
Date of performance:
10.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №193 of 10.11.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
03.11.2008
05-02-11/5413
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law, commitment letter was requested from the bank for violation of subpoint 8), 9) paragraph 1, Article 41 of the Investment Fund Law.
Date of performance:
12.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
03.11.2008
04-01-15/2748
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
05.11.2008
10-02/08/7557
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
31.12.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
05.11.2008
10-02-08/7557
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of subpoint 2) paragraph 6, Article 29 of the Banking Law.
Date of performance:
30.12.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
07.11.2008
04-01-15/2789
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation of capital reserves in minimum amount and guarantee of elimination of such violation.
Date of performance:
01.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №56 of 13.01.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
13.11.2008
04-01-15/2848
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for provision of incorrect report.
Date of performance:
21.11.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by providing commitment letter №11-1-3/4506 of 19.11.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
14.11.2008
05-01-19/5593/1742
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
