"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
20.01.2008
06-01-15/2406
Limited enforcement action
Written agreement
The nature of a breach:
1. not implementing the requirements of the Board's decree of National Bank from 6th December 2003y No 435 "On conducting auxillary accounting and ledger introduced in the automatic information system of insurance (reinsurance) organizations"
Date of performance:
31.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
20.01.2008
06-01-15/2406
Limited enforcement action
Written agreement
The nature of a breach:
1. not implementing the requirements of the Board's decree of National Bank from 6th December 2003y No 435 "On conducting auxillary accounting and ledger introduced in the automatic information system of insurance (reinsurance) organizations"
Date of performance:
31.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
21.01.2008
299
Sanctions and other administrative penalties
Not specified
Punishment awarded:
35040
The nature of a breach:
Date of performance:
21.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
21.01.2008
2
Sanctions and other administrative penalties
Not specified
Punishment awarded:
408800
The nature of a breach:
Date of performance:
21.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
22.01.2008
06-01-18/177
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
22.01.2008
06-01-18/179
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
22.01.2008
06-01-18/180
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
22.01.2008
06-01-18/176
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
05.12.2013
311
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
22.01.2008
06-01-18/181
Limited enforcement action
Written prescription
The nature of a breach:
1. Not performance of requirements of the Decree of Board National Bank of the RK dated 06 Dec 2003 No. 435 " About conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations". Term of performance up to 22 April 2008. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations". Term of performance up to 22 April 2008. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations". Term of performance up to 22 April 2008. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
