Measures being imposed

1. Violation of paragraphs 33-1, 50, 51 Of the rules for conducting exchange operations with foreign currency in cash No. 49 of 04.04.2019

08.10.2020

1. Organization of exchange operations with cash foreign currency

Кызылординский филиал (Кызылорда)

1. registers logs of purchased and sold foreign currency do not match the form according to the application 11 to rule No. 49.
2. chart of accounts does not math the standart chart of account to TPS 79.

26.10.2020

1. Статья: 49 - Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019
2. Статья: 6 Пункт: 2 - The Law Republic of Kazakhstan "On Accounting and Financial Reporting"

the violation of p. 51 of the rules 49, of the p. 5 of article 7 of the Law " accounting and financial reporting".

1. Concerning observance of requirements of the foreign exchange legislation
2. On compliance with accounting and financial reporting standards

Северо-Казахстанский филиал (Петропавловск)

1. The failure to file the financial statements and other types of reporting on time

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Центральный аппарат

07.10.2020

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Костанайский филиал (Костанай)

1. Violation of the deadline for submitting a report on activities related to the organization of exchange operations with foreign currency in cash provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 5 -

1. Organization of exchange operations with cash foreign currency

Жамбылский филиал (Тараз)

1. Violation of the deadline for submitting a report on activities related to the organization of exchange operations with foreign currency in cash provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 5 -

1. Organization of exchange operations with cash foreign currency

Жамбылский филиал (Тараз)

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)

1. Submission by an authorized organization of an incomplete and (or) inaccurate report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 7 -

1. Organization of exchange operations with cash foreign currency

Жамбылский филиал (Тараз)

administrative fine in the amount of 222,240

1. violation of licensing standards, in terms of non-compliance with qualification requirements for licensed activities

23.09.2020

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

Paid voluntarily on 23.09.2020. according to PP №198

1. On requirenments for security and office space organization

Жамбылский филиал (Тараз)

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Центральный филиал (Нур-Султан)