First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
12.07.2012
75
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
809 000тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
03.01.2008
06-01-28/4
Limited enforcement action
Written prescription
The nature of a breach:
1. Not performance of requirements of point 1 of article 6-1 of the Law of RK "About modification and additions in some legislative acts of RK by obligatory kinds of insurance". Term of performance up to 17 Jan. "About obligatory insurance of the civil-law responsibility of the employer for causing of harm of a life and to health of the worker at performance of labour (working) duties". Term of performance up to 03 Feb 2008.
Date of performance:
03.02.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
08.01.2008
273
Sanctions and other administrative penalties
Not specified
Punishment awarded:
58400
The nature of a breach:
Date of performance:
08.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.01.2008
291
Sanctions and other administrative penalties
Not specified
Punishment awarded:
18674
The nature of a breach:
Date of performance:
08.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.01.2008
290
Sanctions and other administrative penalties
Not specified
Punishment awarded:
175200
The nature of a breach:
Date of performance:
08.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.01.2008
287
Sanctions and other administrative penalties
Not specified
Punishment awarded:
23360
The nature of a breach:
Date of performance:
08.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
09.01.2008
274
Sanctions and other administrative penalties
Not specified
Punishment awarded:
35040
The nature of a breach:
Date of performance:
09.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
17.01.2008
304
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
23360 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
17.01.2008
304
Sanctions and other administrative penalties
Not specified
Punishment awarded:
23360
The nature of a breach:
Date of performance:
17.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
20.01.2008
06-01-15/2406
Limited enforcement action
Written agreement
The nature of a breach:
1. not implementing the requirements of the Board's decree of National Bank from 6th December 2003y No 435 "On conducting auxillary accounting and ledger introduced in the automatic information system of insurance (reinsurance) organizations"
Date of performance:
31.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
