"Insurance Company "Alliance-Policy", JSC
Insurance organizations
05.12.2007
279
Sanctions and other administrative penalties
Not specified
Punishment awarded:
32760
The nature of a breach:
Date of performance:
05.12.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
05.12.2007
278
Sanctions and other administrative penalties
Not specified
Punishment awarded:
98280
The nature of a breach:
Date of performance:
05.12.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
03.01.2008
06-01-18/23
Limited enforcement action
Written prescription
The nature of a breach:
1. Not performance of requirements of 2-d point of 2-d subitem of 3-d point of 2-d article of the Law of RK "About modification and additions in some legislative acts of RK by obligatory kinds of insurance".
Date of performance:
17.01.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Brocker-Dealers
27.06.2012
664/106/3642
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"FALCONRY CAPITAL", JSC
Brocker-Dealers
28.06.2012
66
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
647 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
28.06.2012
73
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
29.06.2012
664/106/3666
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Brocker-Dealers
05.07.2012
664/106/3787
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
10.07.2012
664/106/3525
Limited enforcement action
Commitment letter
The nature of a breach:
1. Concerning to infringement of requirements of point 5 of the Decision of the Board of National Bank from August, 24th 2009г. № 84|
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
10.07.2012
664/113/4064
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
