"Insurance Company" ASKO", JSC
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subitem 2 point 7 of Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
25.04.2008
06-01-22/987
Limited enforcement action
Written prescription
The nature of a breach:
1. Not performance of subitems 1 point 31 of the Instruction on normative values & methodology of calculations prudencial specifications insurance organizations, forms and terms of representation of reports about performance prudencial specifications authorized by Decree of Board of Agency of RK on regulation and supervision of the financial market & financial organizations dated 25 March 2006 No.87.
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subparagraph 2) of paragraph 7 of Article 8-1 of the Law of the RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subparagraph 2 paragraph 7 of the article 8-1 of Law of the RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25th June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
22.08.2012
668/119/4788
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
29.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Management company «ORDA Capital» , JSC
Brocker-Dealers
22.08.2012
664/113/4830
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
03.09.2012
664/106/5012
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.10.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Brocker-Dealers
04.09.2012
664/106/5027
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
06.09.2012
664/106/5077
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
