"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Brocker-Dealers
01.06.2012
57
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323 600тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Brocker-Dealers
06.06.2012
664/106/3049
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.06.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Brocker-Dealers
08.06.2012
664/113/3141
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.06.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Brocker-Dealers
12.06.2012
664/106/3231
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.06.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Brocker-Dealers
14.06.2012
64
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
809 000тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Aibn Asset Management”, JSC
Brocker-Dealers
20.06.2012
664/106/3443
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.06.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“IFG Continent”, JSC
Brocker-Dealers
22.06.2012
664/106/3488
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Brocker-Dealers
25.06.2012
664/106/3545
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Informational-counter center”, JSC
Brocker-Dealers
25.06.2012
664/113/3537
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
02.12.2007
06-03-17/400
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
16.02.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
