"ASYL-INVEST", JSC
Brocker-Dealers
05.12.2013
310
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
12.07.2012
74
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Brocker-Dealers
10.12.2013
66-6-3-10/3216
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
19.07.2012
78
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
242 700тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
23.01.2008
06-01-18/191
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the Decree of Board of NB of RK dated 03 June 2002 No.211 "Instructions on requirements to methodology of calculation of the insurance reserves of the insurance (reinsurance) organizations of the RК " and Decree of Board NBRK dated 25 March 2006 No.83 "Rules of calculation of the coefficients that described unprofitability insurance (reinsurance) of the organizations". Term of performance up to 10 March 2008.
Date of performance:
01.02.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Brocker-Dealers
10.12.2013
66-6-3-10/3215
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
12.12.2013
317
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
692 400тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 199
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
23.01.2008
06-01-18/190
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
19.07.2012
77
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80 900тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
12.12.2013
316
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
692 400KZT
The nature of a breach:
1. administrative sanction was applied in violation of the requirements for the procedure and terms of disclosure of information about its activity established by the legislation of the Republic of Kazakhstan|
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
