Brocker-Dealers
22.09.2010
05-01-18/1667/18170-И
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Finservise”, JSC
Brocker-Dealers
22.09.2010
05-01-18/1655/18168-И
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Financial Company “Alliance Capital”, JSC
Brocker-Dealers
29.09.2010
153
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
211 950 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
29.09.2010
154
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141 300 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
29.09.2010
150
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
211 950 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
29.09.2010
151
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
211 950 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
06.08.2020
200000803000070
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
05.09.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subitem 2 point 7 of Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subitem 2 point 7 of Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subitem 2 point 7 of Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
