"Oil Insurance Company", JSC
Insurance organizations
25.04.2008
06-01-22/989
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subitem 2 point 7 of Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subitem 2 point 7 of Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of the subparagraph 2 of the paragraph 7 of the Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subparagraph 2) of paragraph 7 of Article 8-1 of the Law of the RK "On obligatory insurance of civil-law responsibility of vehicles' owners" & Decrees of Board of Agency dated 25th June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of vehicles' owners".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
25.04.2008
06-01-22/996
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement of requirements of subitem 2 point 7 of Article 8-1 of Law of RK "On obligatory insurance of the civil-law responsibility of owners of vehicles" & Decrees of Board of Agency dated from 25 June 2007 No.177 "On the statement of the Instruction on formation & conducting a database on obligatory insurance on the civil-law responsibility of owners of vehicles ".
Date of performance:
01.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
25.04.2008
06-01-22/988
Limited enforcement action
Written prescription
The nature of a breach:
1. Not performance of the paragraph 25 of the Instruction on normative values & methodology of calculations of prudencial coefficients of insurance organizations, forms and terms of representation of reports on performing of prudencial normatives confirmed by Decision of Board of Agency of the RK on regulation and supervision of financial market & financial organizations dated 25th March 2006 No.87. Deadline 30th April 2008.
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
28.04.2008
02-03-30/1418
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breach of the subparagraph 1 paragraph 31 of Instruction on normative values & methodology of calculations prudencial normatives of insurance organizations, forms and terms of representation of reports on implementing prudencial normatives confirmed by Decision of Board of the Agency of the RK on regulation and supervision of financial market & financial organizations dated 25 March 2006 No.87. |
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Securities", JSC
Brocker-Dealers
29.09.2010
152
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141 300 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
20.10.2010
05-01-18/1914/20223-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.12.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Informational-counter center”, JSC
Brocker-Dealers
21.10.2010
166
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141 300 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
