"CNIC"Interteach", JSC
Insurance organizations
31.01.2008
06-01-22/257
Limited enforcement action
Written warning
The nature of a breach:
1. Infringement of requirements of the written instruction of Agency of the RK on regulation and supervision of the financial market & financial organizations dated 05 July 2007 No. 06-01-18/1950 for infringement of requirements of article 11-1 of the Law of the RK "On insurance activity"
Date of performance:
15.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
31.01.2008
06-01-22/258
Limited enforcement action
Written warning
The nature of a breach:
1. Infringement of requirements of article 11-1 of the Law of RK "About insurance activity". Term of performance up to 15 March 2008.
Date of performance:
15.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
04.02.2008
06-01-22/282
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement the requirements of the Decree of the Board of National Bank of the RK dated 6th Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
01.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
04.02.2008
06-01-18/283
Limited enforcement action
Written prescription
The nature of a breach:
1. Not implementing of the subparagraph 1 and 1-1 of the paragraph 31 of the Instruction on normative values & methodology of calculating prudencial normatives of insurance organizations, forms and terms of representation of reports on following prudencial normatives authorized by Decree of Board of Agency of RK on regulation and supervision of the financial market & financial organizations dated 25th March 2006 No.87.
Date of performance:
29.02.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
12.02.2008
06-02-10/351
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.03.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
27.02.2008
06-01-18/447
Limited enforcement action
Commitment letter
The nature of a breach:
1. Failure to implement the requirement of the Decree of the Board of NBRK dated 03 June 2002 No.211 "Instructions on requirements to methodology of calculation of the insurance reserves of the insurance (reinsurance) organizations of the RК " and Decisions of the Board of NB of RK dated 25 March 2006 No.83 "Rules of calculation of the coefficients that described unprofitability of insurance (reinsurance) organizations".
Date of performance:
10.03.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
04.03.2008
06-03-18/491
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.03.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
04.03.2008
06-02-10/488
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
06.03.2008
19
Sanctions and other administrative penalties
Not specified
Punishment awarded:
105120
The nature of a breach:
Date of performance:
06.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
06.03.2008
23
Sanctions and other administrative penalties
Not specified
Punishment awarded:
43800
The nature of a breach:
Date of performance:
06.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
