"Insurance Company" ASKO", JSC
Insurance organizations
10.04.2014
66-5-1-08/1180
Limited enforcement action
Written prescription
The nature of a breach:
1. For the revealed violations in calculation of prudential standards
Date of performance:
30.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
10.04.2014
66-5-1-08/1179
Limited enforcement action
Written prescription
The nature of a breach:
1. For the revealed violations in calculation of prudential standards
Date of performance:
30.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
11.04.2014
66-5-2-07/1186
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late submission of the information
Date of performance:
22.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
25.04.2014
140000803000082
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
166 680тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
29.04.2014
66-5-2-07/1385
Limited enforcement action
Commitment letter
The nature of a breach:
1. Legislative requirements for the calculation of the insurance premium were violated
Date of performance:
15.05.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
04.05.2014
140000803000090
Sanctions and other administrative penalties
Not specified
Punishment awarded:
696000
The nature of a breach:
1. administrative sanction was applied due to in part of the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan.
Date of performance:
04.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
15.05.2014
140000803000112
Sanctions and other administrative penalties
Not specified
Punishment awarded:
185200
The nature of a breach:
1. official (Kopov A.V.) committed administrative sanction was applied due to in part of the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan.
Date of performance:
15.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
15.05.2014
140000803000111
Sanctions and other administrative penalties
Not specified
Punishment awarded:
987389
The nature of a breach:
1. administrative sanction was applied due to in part of the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan.
Date of performance:
15.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
15.05.2014
140000803000108
Sanctions and other administrative penalties
Not specified
Punishment awarded:
92600
The nature of a breach:
1. administrative sanction was applied due to the failure to submit adequate information to the Authorized Agency.
Date of performance:
15.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
15.05.2014
140000803000107
Sanctions and other administrative penalties
Not specified
Punishment awarded:
92600
The nature of a breach:
1. administrative sanction was applied in terms of non-fulfillment or improper fulfillment of the requirements for the presence of branches and (or) insurance agents in the capital cities of national, regional and district level.
Date of performance:
15.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
