"ATFBank", JSC
Second tier banks
17.05.2010
08-01-06/1943
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements established by paragraph 1-1 Article 39 of the Banking Law of the Republic of Kazakhstan, to take the corrective measures directed on interest rate adjustment.
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
18.05.2010
93
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied due to non-submission to the Authorized body reporting on its activity
Date of performance:
18.05.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
24.05.2010
08-01-06/2105/9428
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank to take the corrective measures for violation of requirements on unilateral increase of interest rate.
Date of performance:
08.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
24.05.2010
04-01-14/623/9389
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for non-publication of audited annual report for year 2009 within required deadline.
Date of performance:
01.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №11-1-4/1227 of 24.05.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
01.12.2010
05-01-18/2199/23364
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.12.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
14.01.2011
05-01-18/36/525-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
14.01.2011
05-01-19/39/536-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.03.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
02.02.2011
10-01-14/620/2005-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
07.02.2011
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
17.06.2011
7
Limited enforcement action
Written agreement
The nature of a breach:
1. Concerning elimination of violations resulting from the reorganization|
Date of performance:
07.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
