“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/651/10014-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter Ф-1173 of 07.06.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
17.10.2011
664/118/1890
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.11.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/652/10016-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter Ф-1175 of 07.06.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
08.05.2012
4
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.01.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/653/10017-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter Ф-1176 of 07.06.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10013-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №Ф-1174 of 07.06.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Masterbank» , JSC
Second tier banks
31.05.2010
04-01-08/649/9959-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large participant of a bank - Kim I.V. for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
11.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10014-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10016-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
22.06.2012
664/107/3494
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
