"Kazkommertsbank", JSC
Second tier banks
17.06.2010
10-02-01/3305/11391
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the mandatory conditions of branches and additional premises establishment.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
17.06.2010
04-01-08/25DSP
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Agency and the Bank concluded a written agreement to take corrective measures in order to eliminate the violation of the requirements established by the legislation of the Republic of Kazakhstan. |
Статья/пункты НПА, Статья КоАП:
Note:
N/A|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
18.06.2010
110
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70650
The nature of a breach:
1. Administrative sanction was applied due to the failure of the Company to submit information to the Authorized Agency
Date of performance:
18.06.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
18.06.2010
04-03-08/785/11515-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order bank was issued to the bank for non-provision of requested documents during on-site inspection and for violation of existing legislation of the Republic of Kazakhstan.
Date of performance:
01.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
23.06.2010 01.07.2010
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
23.06.2010
07/1177
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of incorrect reports provision.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
23.06.2010
04-01-14/808/11892
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
25.06.2010
117
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141300
The nature of a breach:
1. The CEO of the Bank Sundetov A.S. committed an administrative infringement, expressed in violation of the timeframe of submitting report on activity of the Bank to the Authorized Body, determined by the legislation of the Republic of Kazakhstan административное
Date of performance:
25.06.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
25.06.2010
09-13/2-01/5885
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of incorrect reports provision.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
29.06.2010
08-01-06/2838/12256
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements established by paragraph 13 of Rules about pension payments from accumulative pension funds out of pension savings accumulated based on mandatory pension contributions and voluntary professional pension contributions, established by Resolution of the Government of the Republic of Kazakhstan #661 dated 04.07.2003.
Date of performance:
12.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
30.06.2010
04-01-08/821/12315
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was provided by the bank for violation of audited annual report publication procedure for year 2009.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
