"Alliance Bank", JSC
Second tier banks
01.12.2009
04-02-04/5528
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of existing legislation of the Republic of kazakhstan
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
01.12.2009
04-01-08/5530
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for non-provision of requested documents in fixed terms.
Date of performance:
03.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №13-2/11818 of 03.12.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
01.12.2009
209
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. Administrative sanction was applied due to the failure of the Company to submit information to the Authorized Agency
Date of performance:
01.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
01.12.2009
04-01-08/5530
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
03.12.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
01.12.2009
04-01-08/5528
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
01.12.2009
04-02-04/5528
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
02.12.2009
170
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
KZT 90 720
The nature of a breach:
1. administrative sanction was applied due to repeated non-compliance by the Bank with the requirements provided for by legislation of the Republic of Kazakhstan |
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
02.12.2009
189
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the failure of the Bank to comply with obligations, imposed by the Authorized Agency by means of application of restricted impact measures
Date of performance:
02.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
03.12.2009
22
Limited enforcement action
Written agreement
The nature of a breach:
1. administrative sanction was ap
Date of performance:
01.01.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
07.12.2009
2268/1
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank with guarantee to conform with requirements of the Resolution of the Board of the Agency # 140 dated 02.09.2008
Date of performance:
30.03.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
