"Insurance Company "London-Almaty", JSC
Insurance organizations
05.08.2014
37-1-05/1089
Limited enforcement action
Commitment letter
The nature of a breach:
1. Unreliable data was reflected in the financial statements
Date of performance:
11.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
06.08.2014
37-2-04/1106
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the violations in the calculation of insurance reserves
Date of performance:
15.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
08.08.2014
37-2-04/1134
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
14.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
11.08.2014
140000803000542
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 756 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
13.08.2014
140000803000558-140000803000562
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
926 000 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
18.08.2014
37-1-05/1288
Limited enforcement action
Commitment letter
The nature of a breach:
1. Prudential standards was breached
Date of performance:
29.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
18.08.2014
37-1-05/1286
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the standards of diversification
Date of performance:
29.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
20.08.2014
37-3-07/1343
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
22.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
21.08.2014
37-2-04/1348
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
03.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
27.08.2014
38-4-04/1282
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
08.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
