“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10017-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
27.07.2012
664/107/4215
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
27.06.2013
66-4-3-20/2054
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
19.08.2013
66-4-2-10/3330
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
25.09.2012
103
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
647 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 179-3
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
02.06.2010
04-01-14/661/10149-и
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
10.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
02.06.2010
04-01-14/661/10149-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
10.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter without number of 10.06.2010 (incoming in Agency № Ф-1226 of 11.06.2010))
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“OAPF “Otan”, JSC
Organizations engaged in pension assets investment management
28.05.2014
66-4-3-20/2657
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
03.06.2010
08-01-02/2329/10298
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of requirements established by article 24-36 of the Law of the Republic of Kazakhstan on Real Estate Mortgaging, about not implementing of non-judicial procedure of collateral realization.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
04.06.2010
04-01-08/681/10350
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan following the decision of Kostanai regional Court in Kostanai city of 19.04.2010, written notification was issued to the bank.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
