"Insurance Company "Alliance-Policy", JSC
Insurance organizations
15.05.2014
140000803000106
Sanctions and other administrative penalties
Not specified
Punishment awarded:
926000
The nature of a breach:
1. administrative sanction was applied in terms of non-fulfillment or improper fulfillment of the requirements for the presence of branches and (or) insurance agents in the capital cities of national, regional and district level.
Date of performance:
15.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
15.05.2014
140000803000105
Sanctions and other administrative penalties
Not specified
Punishment awarded:
3499465
The nature of a breach:
1. administrative sanction was applied due to in terms of the transactions and operations in violation of the legislation of Kazakhstan on insurance and insurance activities
Date of performance:
15.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
15.05.2014
140000803000091
Sanctions and other administrative penalties
Not specified
Punishment awarded:
185200
The nature of a breach:
1. official (Kopov A.V.) committed administrative sanction was applied due to in part of the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
15.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
15.05.2014
1400008030001110
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
15.05.2014
140000803000114
Sanctions and other administrative penalties
Not specified
Punishment awarded:
185200
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in producing insurance payment
Date of performance:
15.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
20.05.2014
66-5-1-08/1607
Limited enforcement action
Written prescription
The nature of a breach:
1. Unreliable data reflected in the financial statements
Date of performance:
30.05.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
22.05.2014
66-5-1-08/1639
Limited enforcement action
Written prescription
The nature of a breach:
1. Unreliable data reflected in the financial statements
Date of performance:
30.05.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
28.05.2014
66-5-1-08/1703
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to submit an annual report
Date of performance:
06.06.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
29.05.2014
66-5-1-08/1734
Limited enforcement action
Written prescription
The nature of a breach:
1. Unreliable data reflected in the financial statements
Date of performance:
09.06.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
04.06.2014
37-1-12/15
Limited enforcement action
Written prescription
The nature of a breach:
1. Misleading report was submitted
Date of performance:
19.06.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
