"Oil Insurance Company", JSC
Insurance organizations
12.03.2014
66-5-1-16/833
Limited enforcement action
Commitment letter
The nature of a breach:
1. Misleading information was submitted to the authorized agency
Date of performance:
27.03.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
27.09.2010
05-01-19/1704/18579-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.10.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
12.03.2014
66-5-1-16/830
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the violation of adequacy ratio of high liquid assets
Date of performance:
30.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
05.10.2010
05-01-18/1787/19133-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.10.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
04.05.2010
10-02-01/2398/7937
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the mandatory conditions of branches and additional premises establishment. |
Статья/пункты НПА, Статья КоАП:
Note:
N/A|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
05.05.2010
08-02-02/1735/8012
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for signing loan agreement without full documentation from client.|
Статья/пункты НПА, Статья КоАП:
Note:
N/A|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
07.05.2010
08-02-06/1767/8214
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
07.05.2010
08-02-06/1767/8214
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 50 of the Banking Law about disclosure of bank secrecy.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
11.05.2010
83
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
302057
The nature of a breach:
1. administrative sanction was applied due to performing of transactions and operations with violation of banking legislation of the Republic of Kazakhstan
Date of performance:
11.05.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
11.05.2010
04-01-08/553/8336
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements established by subpoint 2) paragraph 3 of Resolution of the Agency's Board # 140 dated 02.09.2008.
Date of performance:
01.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №01-1201 of 01.07.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
