“Kazakhstan Stock Exchange”, JSC
Organizations engaged in certain types of banking оperations
20.03.2013
49
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
25.10.2013
252
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519 300тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
10.06.2014
38-3-10/74
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
12.03.2014
66-6-4-04/608
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
31.03.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
12.03.2014
66-6-4-04/607
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
29.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
12.03.2014
66-5-1-16/832
Limited enforcement action
Commitment letter
The nature of a breach:
1. Misleading information was submitted to the authorized agency
Date of performance:
27.03.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
17.07.2014
140000803000242
Sanctions and other administrative penalties
Not specified
Punishment awarded:
92600
The nature of a breach:
1. administrative sanction was applied due to in terms of the transactions and operations in violation of the legislation of Kazakhstan on insurance and insurance activities
Date of performance:
17.07.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
24.07.2014
140000803000282
Sanctions and other administrative penalties
Not specified
Punishment awarded:
92600
The nature of a breach:
1. administrative sanction was applied due to in terms of the transactions and operations in violation of the legislation of Kazakhstan on insurance and insurance activities
Date of performance:
24.07.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
24.07.2014
140000803000281
Sanctions and other administrative penalties
Not specified
Punishment awarded:
92600
The nature of a breach:
1. administrative sanction was applied due to in terms of the transactions and operations in violation of the legislation of Kazakhstan on insurance and insurance activities
Date of performance:
24.07.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
24.07.2014
140000803000280
Sanctions and other administrative penalties
Not specified
Punishment awarded:
92600
The nature of a breach:
1. administrative sanction was applied due to in terms of the transactions and operations in violation of the legislation of Kazakhstan on insurance and insurance activities
Date of performance:
24.07.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
