"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
03.11.2010
05-01-18/2011/21190
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.11.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
31.05.2011
66001/932
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.06.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
12.10.2011
664/117/1817
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.10.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
28.12.2011
92
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
151 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
28.12.2011
91
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
75 600тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
13.02.2012
665/304/293
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.02.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Organizations engaged in certain types of banking оperations
29.03.2012
26
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80 900тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Organizations engaged in certain types of banking оperations
29.03.2012
24
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80 900тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
23.01.2013
664/120/448
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Organizations engaged in certain types of banking оperations
19.03.2013
48
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
