"Alliance Bank", JSC
Second tier banks
31.07.2009
04-01-08/3316
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
31.07.2009
13-01-21/597
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
31.07.2009
04-01-08/3317
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
31.07.2009
13-01-21/595
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
31.07.2009
04-01-08/3315
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
04.08.2009
04-01-08/3387
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for execution of Bostandyk district Court in Astana city Ruling.
Date of performance:
14.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Objection letter was provided by the bank №14.1-18/4523 of 13.08.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
06.08.2009
02-03-14/3030/15819
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the domestic assets coefficient as of 1 August 2009. |
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №696-00 28.08.09)|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
06.08.2009
02-03-14/3030/15819
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
06.08.2009
02-03-14/3030/15819
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the domestic assets coefficient as of 1 August 2009.
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №696-00 28.08.09)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
10.08.2009
04-01-05/3469
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 50 of the Banking Law about disclosure of natural person's bank account information to the third parties.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
