“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/653/10017-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter Ф-1176 of 07.06.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10013-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №Ф-1174 of 07.06.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Masterbank» , JSC
Second tier banks
31.05.2010
04-01-08/649/9959-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large participant of a bank - Kim I.V. for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
11.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10014-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10016-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
22.06.2012
664/107/3494
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10017-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
27.07.2012
664/107/4215
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
27.06.2013
66-4-3-20/2054
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
19.08.2013
66-4-2-10/3330
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
