"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
25.05.2010
04-01-08/635/9557-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for meeting minimal capital requirements established by Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
03.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
09.08.2011
664/118/821
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
18.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
25.05.2010
04-01-08/628/9527
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect reports.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
07.09.2011
664/118/1277
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.09.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
08.09.2011
Limited enforcement action
Commitment letter
The nature of a breach:
1. About necessity to present a commitment letter, that contains a recognition of defects and guarantee of direction of the company to eliminate those defects by strictly defined dedlines and prevent them in future with specification of the list of planned actions|
Date of performance:
19.09.2011
Статья/пункты НПА, Статья КоАП:
Note:
implemented|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
25.05.2010
04-03-08/638/9566-И
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order bank was issued to the bank for non-provision of requested documents during on-site inspection.
Date of performance:
27.05.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/651/10014-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter Ф-1173 of 07.06.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
17.10.2011
664/118/1890
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.11.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/652/10016-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter Ф-1175 of 07.06.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
08.05.2012
4
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.01.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
