“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
04.05.2010
10-02-01/2398/7937
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the mandatory conditions of branches and additional premises establishment. |
Статья/пункты НПА, Статья КоАП:
Note:
N/A|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
05.05.2010
08-02-02/1735/8012
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for signing loan agreement without full documentation from client.|
Статья/пункты НПА, Статья КоАП:
Note:
N/A|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
07.05.2010
08-02-06/1767/8214
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
07.05.2010
08-02-06/1767/8214
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 50 of the Banking Law about disclosure of bank secrecy.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
11.05.2010
83
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
302057
The nature of a breach:
1. administrative sanction was applied due to performing of transactions and operations with violation of banking legislation of the Republic of Kazakhstan
Date of performance:
11.05.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
11.05.2010
04-01-08/553/8336
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements established by subpoint 2) paragraph 3 of Resolution of the Agency's Board # 140 dated 02.09.2008.
Date of performance:
01.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №01-1201 of 01.07.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
11.05.2010
04-01-08/553/8336
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements established by subpoint 2) paragraph 3 of Resolution of the Agency's Board # 140 dated 02.09.2008.
Date of performance:
01.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №01-1201 of 01.07.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
11.05.2010
08-01-06/1838/8453
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan following the decision of Kyzylorda district Court, written notification was issued to the bank.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
12.05.2010
04-01-14/558/8366-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the facts of violation of some prudential normative requirements on 01.04.2010 and guarantee of elimination of such violations in fixed terms.
Date of performance:
17.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №11-1/5899 of 17.05.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
12.05.2010
04-01-14/562/8380-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for non-publication of audited annual report for year 2009 within required deadline.
Date of performance:
20.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №496-1/206 of 20.05.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
