“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
05.04.2010
05-01-18/540/5891-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.04.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization "Orleu", JSC (renamed from - “IMPAO “RESMI Asset Management”, JSC)
Organizations engaged in pension assets investment management
13.04.2010
05-01-19/614/6539
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.05.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
21.04.2010
05-01-18/683/7106
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.04.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization "Orleu", JSC (renamed from - “IMPAO “RESMI Asset Management”, JSC)
Organizations engaged in pension assets investment management
07.06.2010
102
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70 650 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
15.06.2010
05-01-18/1024/11077
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
APF “Grantum” subsidiary company of “Kazcommertsbank”, JSC
Organizations engaged in pension assets investment management
25.06.2010
05-01-19/1115/12003-И
Limited enforcement action
Written prescription
The nature of a breach:
1. necessity to make overprice |
Date of performance:
07.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
25.06.2010
05-01-19/1115/12003-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
02.07.2010
05-01-19/1160/12614-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.08.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
16.07.2010
05-02-13/1223/13599-И
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
14.10.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
19.07.2010
9
Limited enforcement action
Written agreement
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
