“Investment management of Pension assets organization "Orleu", JSC (renamed from - “IMPAO “RESMI Asset Management”, JSC)
Organizations engaged in pension assets investment management
09.06.2009
96
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
127 300 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
20.04.2010
74
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141300
The nature of a breach:
Date of performance:
20.04.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
31.07.2009
05-01-18/3673
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
20.04.2010
73
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
706500
The nature of a breach:
Date of performance:
20.04.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization "Orleu", JSC (renamed from - “IMPAO “RESMI Asset Management”, JSC)
Organizations engaged in pension assets investment management
07.08.2009
135
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
20.04.2010
72
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141300
The nature of a breach:
Date of performance:
20.04.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
APF “Capital” subsidiary company of “BankCenterCredit”, JSC
Organizations engaged in pension assets investment management
11.08.2009
131
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
324 000 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
21.04.2010
04-01-08/466/7107
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect reports.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
APF “Capital” subsidiary company of “BankCenterCredit”, JSC
Organizations engaged in pension assets investment management
11.08.2009
132
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
23.04.2010
08-02-02/1558/7253
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank following the decision of appellate collegeate court of Kostanai regional Court #22а-286 of 18.02.2010, for incorrect collateral documentation and credit file formation.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
